PlanRock Alternative Growth ETF — PRAE

A potential complement or replacement to US and foreign stocks

PlanRock Alternative Growth ETF

PRAE

A compliment or replacement to US and foreign stocks

PlanRock Alternative Growth ETF — PRAE     |     PlanRock Market Neutral Income ETF — PRMN

Investment Objective

The PlanRock Alterntive Growth ETF seeks growth by rotating between various segments of the global growth or equity markets and avoiding markets segments that are struggling. The Fund seeks low correlation to the broad global equity markets due to its rotation among traditional and alternative growth assets and the ability to move between long and short positions while striving for positive returns during bull and bear markets.

Where can it fit?

The PlanRock Alternative Growth ETF is offered as a potential replacement or complement to traditional stock portfolios. The Fund’s strategy is designed to have low correlation to US and Foreign stocks with similar or lower volatility.

What the Fund is and what the Fund is not?
  • The Fund can be a well-balanced diversifier to stocks and other growth assets.
  • The Fund is an active and systematic rules-based investment strategy with three experienced portfolio managers.
  • The Fund is not designed to hit a homerun or be the highest performer in any given year.
  • The fund is designed for potential lower downside market volatility while attempting to achieve favorable long-term upside performance compared to global equity markets.
  • The Fund strategy is designed to capitalize on trends and momentum in various growth markets. As a result, market volatility can be experience during the short-term.
  • The fund can be a hedge to declining growth markets.
Why should you invest?
  • Many investment portfolios, mutual funds and ETFs follow the volatility and risks associated with traditional markets. Many do not provide long-term positive returns when they account for the risks they take.
  • The PlanRock Alternative Growth ETF seeks to follow rising trending growth markets and rotate out of falling markets while providing lower correlation to traditional equity markets. This philosophy helps the investor advance and preserve capital over time.

Portfolio Allocation as of September 30, 2024

The term Factor or factor investing is an approach that involves targeting specific drivers of return across asset classes such as Large Cap Value, etc. The term Sectors represent various divisions of the S&P 500 Index or the economy. Cap or Cap Weighting refers to capitalization or size of companies. Options Strategies are derivates of a particular asset that gives the Fund the right to buy or sell at a fixed price on or before a future date. Volatility as a growth asset class or derivative measures the stock market’s expectation for volatility over a specific time frame. The term Long is a position in a security or derivative that the Fund owns. The term Short is a position of a sold security or derivate that is not owned. Profit can be experienced in a short position if the security goes down in value or loss can be experience if the security goes up in value. This is opposite for a Long position. Managed Futures represents long or short positions in various derivates such as stocks, bonds, commodities and currencies.

Investments in international markets present special risks including currency fluctuation, the potential for diplomatic and political instability, regulatory and liquidity risks, foreign taxation, and differences in auditing and other financial standards. Derivatives can be highly complex and highly volatile and may perform in unanticipated ways. As with any security derivatives can be difficult to value and may at times be highly illiquid. Derivatives may create leverage, and the loss on derivative transactions may substantially exceed the Fund’s initial investment. Some derivatives have the potential for unlimited losses.

Performance

1-Mo 3-Mo 1Y 3Y 5Y YTD Since Inception
12/18/2023
NAV (%) -2.76% -1.75% 10.24% - - 9.33% 10.18%
Market Price (%) -2.85% -1.75% 10.09% - - 9.44% 10.14%
MSCI ACWI Index % -0.34% 1.1% 19.83% 7% 10.23% 17.86% 19.52%
Performance is historic and does not guarantee future results. Investment return and principal value will fluctuate with changing market conditions so that when redeemed, shares may be worth more or less than their original cost. Current performance maybe lower or higher than the performance data quoted. To obtain the most recent month end performance information of the Fund’s prospectus please call, tool free at 800-677-6025. You can obtain the prospectus at www.PlanRockFunds.com. NAV performance represents the closing price of the underlying securities. Market return is calculated using the price which investors buy and sell ETF shares in the market. The market returns in the table are based on the midpoint of the Bid/Ask spread at 4pm EST, and do not represent the returns you would have received if you traded shares at other times.

Premium/Discount Chart:

Premium Discount Days

2023 Q1 Q2 Q3 Q4
Premium 8 47 38 32 41
Discount 0 9 18 23 12
Note:

Fund Details

Ticker Symbol PRAE
CUSIP 66538R 524
IIV Ticker PRAE.IV
Exchange Listing NYSE
Type ETF Active
Gross Expenses 1.84%
Expense Cap* 1.25%
Acquired Expenses 0.20%
Net Total Expenses 1.45%
*PlanRock Investment Management, LLC (the “Adviser”) has contractually agreed to waive its fees and reimburse expenses of the Fund, until at least December 11, 2024, to ensure that total annual fund operating expenses after fee waiver and or reimbursement of 1.25%. This may exclude certain fees, expenses, commissions, other costs and taxes. Ordinary expenses will not exceed 1.25% of the fund’s assets. The fee waiver and expenses are subject to possible recoupment from the fund with three years after the fees have been waived or reimbursed. If such reimbursement can be achieved within the lesser of the foregoing expense limits in place at the time of recapture.
As of 12-20-2024
NAV: $32.75
NAV Change: $0.18
30 Day Median Bid/Ask Spread: 0.17%
Market Price: $32.74
Premium/Discount: $-0.01
Volume: 25
Shares Outstanding: 280,000
Net Assets: $9,170,665.65

Data coming soon.