Investment Objective

The PlanRock Alternative Growth ETF seeks growth by rotating between various segments of the global growth or equity markets and avoiding markets segments that are struggling. The Fund seeks low correlation to the broad global equity markets due to its rotation among traditional and alternative growth assets and the ability to move between long and short positions while striving for positive returns during bull and bear markets.

Investment Strategy

The Fund seeks growth of principal by investing in two complementary investment strategies combining equities and alternative investments in an attempt to add value to the overall risk and return characteristics of the Fund. This Fund is designed to offer similar or lower volatility to the broader stock markets. The objective is to advance capital during bull markets and preserve capital during bear markets.

• For every $1 invested, the fund attempts to provide $1 of investment to a tactical equity rotation strategy and using leverage $0.75 of investment to an alternative strategy of managed futures and equity volatility hedge.
• The Tactical Equity Rotation Strategy's objective is to allocate to global equity markets, economic sectors, and primary investment factors that are performing well while avoiding those that are struggling. This strategy seeks to outperform the broad global equity markets over time and can serve as diversifier or replacement to a single market, strategy or equity portfolio.
• The Alternative Strategy includes a Managed Futures portfolio, which can add value through low correlation to the stock market which consists of long or short positions in equity, commodity, currency, and bond futures. The alternative strategy also includes an Equity Volatility Hedge portfolio, which offers a way to hedge against potential downturns in the stock market through volatility index futures.

Where can it fit?

The PlanRock Alternative Growth ETF is offered as a potential replacement or complement to traditional stock portfolios. The Fund's strategy is designed to have low correlation to US and Foreign stocks with similar or lower volatility.

What the Fund is and what the Fund is not?

• The Fund can be a well-balanced diversifier to stocks and other growth assets.
• The Fund is an active and systematic rules-based investment strategy with three experienced portfolio managers.
• The Fund is not designed to hit a homerun or be the highest performer in any given year.
• The fund is designed for potential lower downside market volatility while attempting to achieve favorable long-term upside performance compared to global equity markets.
• The Fund strategy is designed to capitalize on trends and momentum in various growth markets. As a result, market volatility can be experience during the short-term.
• The fund can be a hedge to declining growth markets.

Why should you invest?

• Many investment portfolios, mutual funds and ETFs follow the volatility and risks associated with traditional markets.
• The PlanRock Alternative Growth ETF seeks to follow rising trending growth markets and rotate out of falling markets while providing lower correlation to traditional equity markets. This philosophy helps the investor advance and preserve capital over time.

The term Factor or factor investing is an approach that involves targeting specific drivers of return across asset classes such as Large Cap Value, etc. The term Sector represent various divisions of the S&P 500 Index or the economy. The term momentum refers to investing in trends of the stock market that tend to persist. The term Long is a position in a security or derivative that the Fund owns. The term Short is a position of a sold security or derivate that is not owned. Profit can be experienced in a short position if the security goes down in value or loss can be experience if the security goes up in value. This is opposite for a Long position. Future/Managed Futures represents long or short positions in various derivates such as stocks, bonds, commodities and currencies. Equity Volatility Hedge refers to a risk management strategy designed to protect an investor's portfolio against potential downturns in the equity or stock market. Volatility Index Futures refers to a derivative that can hedge against the expected volatility of the S&P 500 Index. Correlation refers the the mutual relationship or connection between two or more markets or asset classes. Leverage enables control of much larger futures contract value with a relatively small amount of investor capital. Investments in foreign securities involve risk not associated with investing in U.S. securities that can affect the Fund's performance. Foreign markets, particularly emerging markets, may be less liquid, more volatile and subject to less government supervision than domestic markets. Derivatives can be highly complex and highly volatile and may perform in unexpected ways depending on the type of derivative. As with any security derivatives can be difficult to value and may at times be highly illiquid. This depends on the type of derivative. Derivatives may create leverage, and loss of derivatives transactions may substantially exceed the Fund's initial investment depending on the amount of leverage used. Some derivatives have the potential for unlimited losses.